Saturday, September 19, 2009

Ex-Morgan Stanley boss jailed for insider trading

1) Who or what is Morgan Stanley?
2) What does the term 'insider trading' mean?
3) What does Hong Kong's Securities and Futures Commission (SFC) do?

Read this Guardian article

4) What was Du Jun found guilty of - what sentance has he received?

If you get time...read this more detailed analysis of the case and answer these more detailed questions.

5) Explain how SEC overcame the difficulties it faced in getting a conviction in this case
6) Can you explain what "Tiger Asia Management" did to be put under investigation from the SEC?

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